On
Jan. 9, 2012, the U.S. Government Accountability Office (GAO) released a report
entitled Challenges Remain with EPA's Integrated Risk Information System
Program, which evaluates the EPA's progress in completing Integrated Risk
Information System (IRIS) assessments under the May 2009 process. The agency
revised its IRIS assessment process in May 2009 in response to a March 2008 GAO
report on the IRIS program. EPA most recently revised the IRIS process in July
2011, in response to a National Academy of Sciences (NAS) report on EPA's IRIS
assessment for formaldehyde. The GAO report is available
here.
Information regarding EPA's current IRIS assessment process is available
here.
In
its report, GAO found that EPA's May 2009 revisions "restored EPA's
control of the process, increased its transparency, and established a new
23-month time frame for its less challenging assessments." Notably,
according to GAO, EPA addressed concerns in its March 2008 report and now
determines when to move an assessment to external peer review and issuance – decisions
that were previously made by the Office of Management and Budget (OMB). GAO
notes that, in addition, EPA has increased transparency by making comments
provided by other federal agencies during the interagency science consultation
and discussion steps of the IRIS process available to the public.
GAO
concluded that progress in other areas, however, was limited. EPA's initial
gains in productivity under the revised process have not been sustained.
Although EPA completed 16 assessments within the first year and a half of implementing
the revised process, the agency completed only four assessments in fiscal year
(FY) 2011. Further, according to GAO, "the increase in productivity does
not appear to be entirely attributable to the revised IRIS assessment process
and instead came largely from (1) clearing the backlog of IRIS assessments that
had undergone work under the previous IRIS process and (2) issuing assessments
that were less challenging to complete." Using the revised process, EPA
took longer than the established time frames for most of its less challenging
assessments. According to GAO, EPA has not analyzed its established time frames
to assess the feasibility of the time frame for each step or the overall
23-month process. GAO states that, beyond the 55 ongoing IRIS assessments, the
backlog of demand for additional IRIS assessments is unclear. GAO found that,
with existing resources devoted to ongoing assessments, EPA has not been in a
position to start new assessments routinely.
EPA,
in its July 2011 fact sheet concerning the IRIS process, notes that, since the
new process was instituted in 2009, EPA has completed 16 assessments,
"significantly reduced" the IRIS backlog, and has 70 assessments in
the IRIS process at various stages. EPA states that, in FY 2011, it anticipated
releasing 13 completed assessments, "including a number of major
assessments such as trichloroethylene, tetrachloroethylene, arsenic and
ethylene oxide." Of those, to date EPA has released only a final
assessment for trichloroethylene.
GAO
concludes that EPA faces "both long-standing and new challenges" in
implementing the IRIS program. First, GAO notes, EPA has not fully addressed
recurring issues concerning the clarity and transparency of its development and
presentation of draft IRIS assessments. For example, NAS provided suggestions
for improving EPA's development and presentation of draft IRIS assessments in
general, including that EPA use a standardized approach to evaluate and
describe study strengths and weaknesses and the weight of evidence. In addition,
EPA has not addressed other long-standing issues regarding the availability and
accuracy of current information to users of IRIS information, such as EPA
program offices, on the status of IRIS assessments, including when an
assessment will be started, which assessments are ongoing, and when an
assessment is projected to be completed.
GAO
made the following recommendations:
- To ensure
better the credibility of IRIS assessments by enhancing their timeliness and
certainty, the EPA administrator should require the Office of Research and
Development (ORD) to assess the feasibility and appropriateness of the
established time frames for each step in the IRIS assessment process and
determine whether different time frames should be established, based on complexity
or other criteria, for different types of IRIS assessments;
- To ensure
better the credibility of IRIS assessments by enhancing their timeliness and
certainty, the EPA administrator should require ORD, should different time
frames be necessary, to establish a written policy that clearly describes the
applicability of the time frames for each type of IRIS assessment and ensures
that the time frames are realistic and provide greater predictability to
stakeholders;
- To ensure
better the credibility of IRIS assessments by enhancing their clarity and
transparency, the EPA administrator should require ORD to submit for
independent review to an independent entity with scientific and technical
credibility, such as EPA's Board of Scientific Counselors, a plan for how EPA
will implement the NAS's suggestions for improving IRIS assessments in the
"roadmap for revision" presented in the NAS's peer review report on
the draft formaldehyde assessment;
- To ensure that
current and accurate information on chemicals that EPA plans to assess through
IRIS is available to IRIS users, the EPA Administrator should direct ORD to
publish annually the IRIS agenda in the Federal Register each FY;
- To ensure that
current and accurate information on chemicals that EPA plans to assess through
IRIS is available to IRIS users, the EPA Administrator should direct ORD to
indicate in published IRIS agendas which chemicals EPA is actively assessing
and when EPA plans to start assessments of the other listed chemicals; and
- To ensure that
current and accurate information on chemicals that EPA plans to assess through
IRIS is available to IRIS users, the EPA Administrator should direct ORD to
update the IRIS Substance Assessment Tracking System (IRISTrack) to display all
current information on the status of assessments of chemicals on the IRIS
agenda, including projected and actual start dates, and projected and actual
dates for completion of steps in the IRIS process, and keep this information
current.
With
the resignation of Paul Anastas, Ph.D., assistant administrator for ORD and the
science advisor to EPA, it remains to be seen whether the agency will at last
succeed in addressing the long-standing issues with the IRIS program. On Nov.
18, 2011, EPA invited public nominations of scientific experts to be considered
for appointment to EPA's Science Advisory Board (SAB) Chemical Assessment
Advisory Committee to provide advice through the chartered SAB regarding
toxicological reviews of environmental chemicals available on IRIS. Nominations
were due Jan. 6, 2012, and EPA has not yet announced the committee members. In
the House Report accompanying the nine-bill omnibus appropriations package
(H.R. 2055) for FY 2012, Congress directed EPA to incorporate NAS's
recommendations and issue a progress report no later than March 1, 2012, describing its
implementation. Congress also directed EPA to contract with NAS to conduct up
to three reviews of IRIS assessments that the agency seeks to make final.
The omnibus appropriations managers'
report language, along with broader concerns in Congress about the basis and
impacts of EPA decisions, will likely lead to increased congressional scrutiny
of EPA assessments and assessment procedures. The insertion of NAS specifically
to review a number of EPA IRIS assessments belies less confidence on the part
of Congress, or at least the republicans in Congress, in EPA's ability to
design and implement its own "objective" peer review process and
procedures (notwithstanding the SAB). As assessments become the fodder for
increased partisan activity in Congress, the integrity of all science activity
of EPA may become a more contentious issue. Historically, Congress has been
reluctant to intervene in the kind of directed procedural mandates contained in
the appropriations report language. The current legislation may usher in a new
era of Congressional oversight of EPA science activities, or certainly of ORD
activity, with uncertain implications for the future.